Ensuring Regulatory Excellence and Integrity
Compliance Support Services
Theodore Roethke
Theodore Roethke
Outsourced Functions
We aim to Reduce the Cost of businesses and maintain the Quality required by regulators. With TPC’s highly qualified and experienced team, you can reduce costs and manage regulatory risks adequately and efficiently.
Target Partners Capital provides outsourcing services, fills vacancies, bridges gaps, and ensures international practices and regulatory standards to fulfill corporate requirements.
We will help companies ensure effective compliance and business continuity and assess their operations to fulfill their compliance and AML obligations. Therefore, we:
- Act as the company’s Compliance Officer and/or MLRO.
- Carry out periodic reviews and assessments of the compliance framework.
- Submit reports to the board/management and external regulators.
- Offer compliance training programs.
- Provide consulting support.
- Act as the primary contact with the regulators.
- Act as Company Secretary in Board meetings and committees.
Outsourced Functions include:
Compliance Officer (CO)
Money Laundering Reporting Officer (MLRO)
Company Secretary
Consultant – Compliance Advisory
Barry Finay
Barry Finay
Licensing/ Regulatory Authorization
Regulatory authorization can be complicated and time-consuming, requiring familiarity with the regulator’s assessment and application procedures. Target Partners Capital will provide companies who intend to get CMA licenses with the needed assistance throughout the whole authorization process, in particular, guidance with all necessary actions and assistance during the application process, provision of required documentation, advising on regulatory requirements, and ultimately ensuring the business commencement approval is obtained.
Project managing applications for regulatory authorization.
Regulatory and operational manuals, policies, and procedures
Regulatory business plans
Pre-authorization training
Advising on Policies and Procedures
Knowing that policies and procedures are the main principles of every business, we help develop a solid set of internal rules and guidelines, subject to continuous evolvement.
Target Partners Capital helps companies create Well-documented policies and procedures, reflecting the company’s culture and constantly updating such policies and procedures, assessing the company’s existing policies and procedures, and updating them according to the regulations. Helping companies develop customized policies and procedures, allowing them to maintain a unique corporate culture without compromising legislative requirements. We lend an expert eye to companies’ policies and procedures, offering the most appropriate suggestions for improvement from a compliance perspective.
Dedicated Licensing Support
Streamline your licensing process with expert guidance."
Conrad Anker
Conrad Anker
Advising on Regulatory Remediation
As laws and regulations are subject to constant changes, companies must be well prepared and respond quickly to such changes to remain compliant and mitigate the associated risks.
Adhering to implementing laws and regulations is the ultimate goal; Target partners Capital helps companies to:
- Keep track of regulatory updates to avoid a last-minute rush to compliance.
- Deal with critical regulatory challenges with cost-effective and pragmatic solutions.
- Identify and prevent potential violations of regulatory requirements.
- Adopt a proactive approach to compliance by helping companies identify new opportunities that may arise following regulatory developments.
- Develop a roadmap to mitigate non-compliance issues promptly.
- Remediation action plans
- Design controls
- Update of relevant processes
- Oversite management
- Impact assessment
Advising on
Training and AML support services
Provide expert opinion on the efficiency or AML systems employed.
Manage AML remediation projects including conducting file reviews.
Conduct comprehensive reviews of client files.
